Job Details

Growing Broker dealer is seeking a highly skilled Operations Regulatory Reporting Analyst to support regulatory reporting and control processes across Futures, Options, Swaps, Equities, and Fixed Income. This role ensures the firm meets all U.S. regulatory and exchange reporting obligations through accurate data, strong controls, and effective system support.
Responsibilities

• Monitor and resolve daily regulatory reporting across CAT, CAIS, Dodd-Frank, CFTC Large Trader (Part 20), TRACE, and other regimes
• Maintain regulatory and static data, exchange mappings, and reporting enrichment
• Ensure compliance with Client, SEC, CFTC, OCC, NFA, and exchange requirements
• Support regulatory change, system enhancements, and upgrades
• Maintain procedures, controls, and regulatory inboxes
• Identify, escalate, and remediate reporting risks and data issues

• SME in OTC derivatives and regulatory reporting
• Hands-on experience with CAT, CAIS, Dodd-Frank, CFTC LTR, and transaction reporting